Partner, Head of Compliance
Chartered MCSI, DipPFS
The compliance team provides technical and regulatory support across the Castlefield group to ensure we achieve our strategic aims within the confines of the regulatory framework. My role allows me to work across the group in a diverse and challenging position, with a wide range of responsibilities across the Financial Advice, Investment Management and Investment Fund businesses.
We see compliance as being integral in supporting the business and driving positive outcomes for both clients and the business. In a dynamic and ever changing regulatory environment, we work to ensure that each of our regulated businesses are aware of and prepared for change to the operating environment. We provide senior management with the necessary management information, support and guidance to ensure they have the assurance that their business areas are being operated in accordance with regulatory requirements.
Outside work, I enjoy weekend breaks in the Lake District, walking with my cocker spaniel Nuala and spending time with family.
0161 233 4890