Trading Venues

Castlefield Investment Partners LLP (“CIP”) Potential Execution Venues

The execution venues that CIP will potentially use in normal circumstances, for executing and transmitting orders are listed below. This list will be regularly reviewed and updated appropriately. It is not an exhaustive list but comprises those venues on which CIP places significant reliance. CIP reserves the right to use other execution venues where it deems this to be appropriate in accordance with its order execution policy, and as such the list may change periodically. The overriding consideration when using execution venues is that the venue concerned has systems in place which enable the delivery of best execution to the satisfaction of CIP.

Financial Instrument

Execution Venue

UK Equities/Warrants

London Stock Exchange

Gilt-edged Securities / Eurosterling
Issues & other Fixed Interest

ORB / London Stock Exchange

Unit Trust and OEICS

Respective Fund Manager

Retail Service Providers/Market Makers

Arbuthnot Securities Limited

Arden Partners PLC

Barclays Capital Securities Limited

Canaccord Genuity

Cantor Fitzgerald Europe

Cenkos Securities PLC

Deutsche Bank AG


Goldman Sachs International

HSBC Bank London

Joh. Berenberg, Gossler & Co. KG

JP Morgan Securities Limited


Northern Trust Securities

Nplus 1 Singer Capital Markets


Panmure Gordon & Company Limited

Peel Hunt LLP

Shore Capital Stockbrokers Limited

Stifel Nicolaus Europe Limited

Susquehanna International Securities Limited

Tradition Finance

W H Ireland Limited

Winterflood Gilts Limited

Winterflood Securities Limited